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short description=--Intergovernmental relations (IGR) are, at their most basic level, the relationships between different governments within a single country, for example, when ministers or officials

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Objective

objective---The Audit:

The Audit Team’s primary role was to make recommendations for overcoming the many serious challenges impeding the development of a sound culture of intergovernmental relations and to inquire into those practices that inhibit the development of an effective and unifying system. Some of the constraints were caused by the hasty establishment of intergovernmental relations instruments to attain the rudimentary objectives of policy and planning in the wake of the transition from apartheid.

The chief objectives of the Audit were:


 to map the numerous instruments of intergovernmental relations, intergovernmental processes, and the current reality of intergovernmental relations across the different spheres of government;.

 to assess the strengths and weaknesses of the system and to provide some insights into the desirability of regulation;

 to inquire into the practice of national government supervision of the provinces and provincial supervision of local government;.

 to examine the efficacy of intergovernmental relations in the legislative branch of government – the role and function of the National Council of Provinces (NCOP), including its oversight functions and role in interventions of the national and provincial spheres.

 to examine the reasons for disputes between and within the spheres.

The constitutional context:

The Audit has addressed the fundamentals of the system. The constitution establishes norms of co-operative government in which the spheres [as opposed to subordinate tiers] are distinctive, interdependent and inter-related. Distinctiveness is defined as the degree of legislative and executive power each sphere has to make laws and to execute them. Their interdependence is seen to rest on the degree of dependency they have on one another for the proper fulfilment of their constitutional functions -- and their inter-relatedness is defined as the duty of each to co-operate with the other in mutual trust and good faith.. There are, however, inherent tensions in the power relations which the Audit has not overlooked.

Theoretically, the concept provides for a structure in which all three spheres co-ordinate their actions in such a way as not to infringe on the integrity of any of the other spheres. In practice the relationship is far more sensitive. For example, at one level there is the duty of the national and provincial spheres to empower, and at another level, to intervene, as shown in the section on the supervision of Local Government and the complexities of Intergovernmental Fiscal Relations. Co-operation is thus central to the system . The instruments of IGR facilitate this and reflect the concept of co-operative government whose principles underline the predominance of the national interest and require from each sphere that it respect the constitutional status, powers and functions of the other spheres.

Pre-requisite

pre-requisite-----------------------------The Instruments of Intergovernmental Relations:

The co-operative government framework described above is what determines the distinctive features of the instruments of IGR and sets them apart from comparative, more conventional conceptions. Accordingly, the emphasis of the Audit has been on identifying the weaknesses of the existing structures, strengthening the mechanisms for intergovernmental co-operation and seeking ways to mediate tensions so as not to impair the integrity of the spheres but to elevate their overall unity. The Audit recognized that reform or regulation in itself might not lead to dramatic improvements in performance as poor IGR co-ordination is frequently a problem of capacity and management rather than a problem of inappropriate intergovernmental relations. The recommendations proposed by the Audit Team were accordingly designed to improve accountability and efficiency and provide an enabling framework for the regulation of IGR ‘in ways that would maintain the balance between an evolutionary system and the need for prescription.’ The recommendations were therefore the product of a careful review of the structures and functions of these instruments and the realities on the ground, as well as the perceptions of the elected and appointed officials interviewed by the Audit Team.

The instruments examined in depth comprised those so far developed in an evolving system of IGR. They are at once the institutions and actors in the system -- assessed according to the efficacy of their interaction between the spheres and within them for planning and integrated development. The instruments included, first, the executive branch of government and second, the legislative, which has its own role of developing co-operation between the national assembly and the provincial legislatures, through the National Council of Provinces. They include:

 the national inclusive fora such as the IGF;


 the recently created national/ provincial forum, the Presidential Co-ordinating Council [PCC]

 the informal national-provincial sectoral fora [in the financial and educational sectors respectively], such as the MINMECs

 the statutory MINMECS, fora formally derived from legislation, e.g. the Budget Council and HEDCOM

 the administrative/ technical forum, FOSAD [the Forum for South African Directors’ General]

 the intersectoral cabinet "cluster committees"

 those at provincial and local government level, such as Organised Local Government and the Provincial Intergovernmental Fora

 those at the legislative level, namely the NCOP and its interaction with the National Assembly and the provincial legislatures.

Where formerly the IGF was seen as the instrument at the apex of the intergovernmental relations system, it was, in the view of the Audit Team, an early instrument of IGR whose structure and functions were mutually incompatible. The Audit examined it closely. Although the restructuring of the presidency has provided the strategic architecture to integrate development planning through its intersectotal cluster committees and cabinet offices, there is still considerable need to develop adequate linkages between these and the IGR instruments for the greater coherence of the system. Similarly the creation in June 1999 of the Department of Provincial and Local Government has enabled the national government to improve its monitoring and oversight capacity and, through the department, provide greater strategic direction for intergovernmental co-operation. As indicated in the Audit, this arrangement was more sustainable than replacing the representation afforded by the IGF with any other forum at the centre of the system. The PCC, for instance, among others, technically assisted by the six inter sectoral committees in the Cabinet Office would therefore jointly have the responsibility of advancing the culture of co-operative governance.

The sectoral structures such as the MINMECs – a layer between the national and provincial governments -- were seen to be at the "coalface" of IGR. The recommendations [referred to below] to enact enabling legislation for their regulation is to provide a framework for their activities without imposing an inflexible regime upon them. Assymetry in the design of regulation was possible so long as it was not inconsistent with the general principles underlying the proposed legislation.




Description


Commission recommended an Audit of IGR in February 1998 , identifying the main challenges as establishing a balance between the natural evolution of intergovernmental relations and the need for prescription. It also called for a review of the multiple structures established to promote intergovernmental relations and for proposals to improve the weak intergovernmental relations between local government and the other two spheres..

Meanwhile the Department of Constitutional Development (now Department of Provincial and Local Government) conducted a Functional Audit of the main instruments of intergovernmental relations and issued a Status Report on the IGF and the MINMECs for Local Government and Traditional Affairs. This was followed by a Discussion Document (March 1999) announcing the present Audit [in collaboration with the University of Fort Hare and the University of the Western Cape] for an enquiry into the existing intergovernmental structures throughout the country. A Conference on IGR in the same month served to provide the vision of intergovernmental relations as expressed by the President and also the framework for the Audit, especially the view:

 that the intergovernmental relations system be seen in the context of social, political and economic realities;


 that the institutional and legislative framework serve to guide developments, not control them.


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  • 5 Days